Disclosures

Registered investment advisors must disclose information about their practices on Forms ADV Part 1, Part 2, Part 3 (Form CRS). ADV Part 2B contains information about the firm’s investment advisor representatives.

You will find Forms ADV Parts 1, 2A, and 3 on the SEC’s Website under our CRD number 126992. Copies of our Form ADV Part 2B are available upon request. ADVs are required to be updated annually, within 90 days of the advisor’s year end, and when material changes occur.

To request the firm’s documents, including our Privacy Statement, please email info@yalecapitalcorp.com. Additionally, you may find the most recent version of our Form CRS here.

This website should not be regarded as a complete analysis of the subjects discussed. All expressions of opinion reflect the judgment of the authors as of the date of the website and are subject to change. Information presented does not involve the rendering of personalized investment advice but is limited to the dissemination of general information on products and services.

All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including any investments and/or investment strategies discussed), will be profitable or equal to past performance levels. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for an investor’s investment portfolio.

The tax and estate planning information contained in this website is general in nature. It is provided for informational purposes only and should not be construed as legal or tax advice. Always consult an attorney or tax professional regarding your specific legal or tax situation.

Yale Capital Corp. is a federally registered investment adviser. This firm may only transact business or render personalized investment advice in those states and international jurisdictions where we have filed notice or are otherwise excluded or exempted from registration requirements. The purpose of this web site is for information distribution on products and services. Any communications with prospective clients residing in states or international jurisdictions where Yale Capital Corp. and its investment advisor representatives are not registered or licensed shall be limited so as not to trigger registration or licensing requirements. Registration as an investment advisor does not imply a certain level of skill or training. Nothing on this web site should be construed as personalized investment advice, which can be provided only in one-on-one communications.

Clients are strongly urged to compare advisor reports with custodian statements. Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by the adviser), will be profitable or equal to past performance levels.

Custodians have legally mandated transfer restrictions in place to protect investor assets. Client signed letters of authorization are required to process fund transfers to third party accounts and any account of not identical registration.

These materials have been independently produced by Yale Capital Corp. Yale Capital Corp. is independent of, and has no affiliation with, Charles Schwab & Co., Inc. or any of its affiliates (“Schwab”). Schwab is a registered broker-dealer and member SIPC. Schwab has not created, supplied, licensed, endorsed, or otherwise sanctioned these materials nor has Schwab independently verified any of the information in them. Yale Capital Corp. provides you with investment advice, while Schwab maintains custody of your assets in a brokerage account and will effect transactions for your account on our instruction. Yale Capital is not affiliated with The Charles Schwab Corporation.